Compliance obligation extraction

Step 01

Define and Align

Review representative examples and annotate the fields that need to change. Explain the edge cases to teach your team’s policy.

Output schema

MandatoryYes / No: Whether the excerpt imposes a mandatory duty.
true
false
OwnerText · optional: Explicitly responsible role; null when none is named.
ActionText · optional: Required action; null when the excerpt contains no mandatory duty.
TimingText · optional: Timing and triggering condition as written; null when absent.

app.sutro.sh/functions/compliance-obligation-extraction

Collecting feedback · 1/3

Extract the mandatory obligation from the supplied policy excerpt using the extraction rules.

Example 1 of 3

Conditional deadline becomes a fixed schedule

Model input

Extraction rules: Synthetic internal policy. Extract mandatory duties only. Keep the responsible role, triggering event, and timing exactly as stated. Recommendations are not mandatory duties. Do not infer a deadline or owner.
Excerpt: The incident response lead must notify the compliance team within two business days after confirming an incident involving customer records.

Model output

Mandatory

Owner

Action

Timing

Why? Optional guidance

Step 02

Model Sweep

Compare models on the same expert annotations, then choose a quality–cost tradeoff.

Compare models on expert agreement and cost. The interactive chart uses illustrative measurements.

Illustrative sweep · select Value or Best to use that model in your function.

Step 03

Deployment

Call Sutro Functions like any other software. Swap the model as soon as something more performant is released.

Selected modelWaiting for sweep results.

Real-time

import sutro as so

input_data = {
    "extraction_rules": "Synthetic internal policy. Extract mandatory duties only. Keep the responsible role, triggering event, and timing exactly as stated. Recommendations are not mandatory duties. Do not infer a deadline or owner.",
    "excerpt": "The incident response lead must notify the compliance team within two business days after confirming an incident involving customer records."
}

result = so.run_function(
    "compliance-obligation-extraction",
    input_data,
)

curl --fail-with-body -X POST "${SUTRO_API_URL%/}/v1/functions/compliance-obligation-extraction/run" \
  -H "Authorization: Key $SUTRO_API_KEY" \
  -H "Content-Type: application/json" \
  -d '{
  "input": {
    "extraction_rules": "Synthetic internal policy. Extract mandatory duties only. Keep the responsible role, triggering event, and timing exactly as stated. Recommendations are not mandatory duties. Do not infer a deadline or owner.",
    "excerpt": "The incident response lead must notify the compliance team within two business days after confirming an incident involving customer records."
  }
}'

Batch

import sutro as so

job_id = so.batch_run_function(
    name="compliance-obligation-extraction",
    data="compliance_obligation_extraction.csv",
)
results = so.await_job_completion(job_id)

curl --fail-with-body -X POST "${SUTRO_API_URL%/}/v1/batch-inference" \
  -H "Authorization: Key $SUTRO_API_KEY" \
  -H "Content-Type: application/json" \
  -d '{
  "model": "compliance-obligation-extraction",
  "inputs": [
    {
      "extraction_rules": "Synthetic internal policy. Extract mandatory duties only. Keep the responsible role, triggering event, and timing exactly as stated. Recommendations are not mandatory duties. Do not infer a deadline or owner.",
      "excerpt": "The incident response lead must notify the compliance team within two business days after confirming an incident involving customer records."
    }
  ]
}'